Our litigation and government relations lawyers have represented financial services organizations in all key industry sectors. Some of the issues on which we provide guidance are common to any financial services businesses. 

  • Employment - Because financial service organizations typically have hundreds, even thousands of employees, our lawyers regularly represent companies in employment disputes and litigation.
  • Government Relations - The future of financial services companies depends on their ability to get business done at the state and national levels. We work closely with our financial services clients on government relations matters, representing their interests before administrative agencies and the legislature. A typical example is our representation of the North Carolina Association of Mortgage Professionals.

Manning Fulton’s lawyers have the focused experience to offer our financial services clients counsel on issues unique to each major industry segment.


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FINANCIAL SERVICES

Financial Services Lawyers  |  Financial Services News/Events

Financial services organizations—banks, insurance companies, stockbrokers—are essential partners for businesses or families working to build their futures. Because their role is so extensive and their services so important, these companies and their clients often have complex interests at stake. Manning Fulton lawyers understand the perspectives from both sides of the table, and have experience representing financial services companies and those who depend on them.

Banks We represent lenders, factors and secondary market loan purchasers in collection of disputed loans and accounts, foreclosures, deficiency actions and claims alleging lender liability and violation of usury and other statutes regulating lending.

Insurers Manning Fulton handles various matters for insurance carriers and agents. For example, we have represented many institutional investors who purchased bonds secured by pledges of consumer loans and related credit insurance in complex federal litigation. This involved multiple lawsuits that raised, among other issues, claims of fraud, securities law violations, breach of contract, accountant liability, unfair trade practices and negligence in loan portfolio servicing.

Stockbrokers We represent securities broker-dealers in lawsuits and NASD arbitrations involving allegations of securities law violations, unauthorized trading, breach of contract, violation of restrictive covenants and wrongful interference with contractual relations.

In serving our financial services clients, Manning Fulton draws on the experience of the firm’s commercial real estate and corporate lawyers. Our combined industry knowledge helps us effectively represent our clients in other industries regarding their dealings with banks, insurance company investment departments, institutional investors and investment bankers, and other financial services organizations. We handle commercial financing transactions that range from simple to complex. Our lawyers have also assisted clients in many private placements, and we have worked with specialized securities counsel in public offerings by our clients.

Money is a universal interest. Whether you are a financial services provider fulfilling your complex fiduciary responsibilities, or a financial services customer seeking guidance on an intricate transaction, Manning Fulton lawyers have the knowledge and experience to be your partner in building a successful future.

Financial Services Industry Contact Lawyer: Michael T. Medford 


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